Compliance Officer – Fund Management

About the Role

Hands-on role at Meta Capital Thailand, a Bangkok-based fund management firm. You’ll work closely with management, fund managers, and investment professionals to help ensure regulatory compliance while supporting business growth, fund operations, and new investment initiatives.

Responsibilities

• Oversee Thai SEC compliance and provide practical, business-oriented guidance
• Monitor fund operations, including NAV controls, subscriptions/redemptions, and prospectus requirements
• Manage AML/CFT and KYC processes
• Perform company secretary responsibilities
• Conduct risk monitoring and advise on operational risk frameworks
• Advise on new products and business initiatives from a compliance perspective

Qualifications

• 5+ years of compliance experience within a fund management, asset management, or investment-related firm in Thailand
• Strong understanding of Thai SEC regulations and ability to provide practical, business-oriented guidance
• Experience with fund operations including NAV controls, subscriptions/redemptions, and prospectus requirements
• Familiarity with AML/KYC, PDPA, and operational risk frameworks
• Proactive, collaborative, and solution-oriented mindset; ability to work effectively with management, investment teams, and operational stakeholders

Additional Information

• Location: Bangkok, Thailand
• Employment: Full-time | Onsite
• Apply: Send CV to freddy.sai@metacapitalinc.co