Assistant Manager, Compliance

About the Company

Funding Societies | Modalku is the largest unified SME digital loans platform in Southeast Asia, licensed and registered in Singapore, Indonesia, Thailand, Malaysia and operating in Vietnam. The company provides THB35 billion annually in business loans to SMEs and operates in Thailand under a debt-crowdfunding license granted by the Securities and Exchange Commission (SEC). Our mission is to uplift societies in Southeast Asia by creating financial opportunities and solving the SME financing gap.

• Backed by shareholders including Sumitomo Bank, BRI Bank (Ventures), 500 Tuktuk, SoftBank Vision Fund 2, SoftBank Ventures Asia, Sequoia Capital India and others
• Awards and recognitions include Global SME Finance Awards by IFC (2021-2023), MAS FinTech Award (2016, 2021) and KPMG FINTECH 100 (2018)

About the Role

We are hiring an Assistant Manager, Compliance to oversee business and operations relating to Compliance for Thailand and to support compliance activities across other SEA countries. The role assists in developing and implementing company policies and procedures including enterprise-wide risk management, fit and proper checks, business continuity management and outsourcing framework.

Responsibilities

• Act as subject matter expert on AML/CFT and KYC issues
• Manage information requests and liaison communication with the SEC and other government agencies
• Design, evaluate and maintain internal policies and coordinate with department managers on compliance matters
• Regularly assess the efficiency of control systems and recommend improvements
• Review, evaluate and audit company procedures and reports to identify risks or recurring issues
• Lead employee training sessions on compliance issues
• Perform compliance reviews on outsourcing vendors and maintain compliance/regulatory registers

Qualifications

• Thai nationality
• Bachelor's degree in law, business administration or a relevant field
• Minimum 3-5 years' experience as a compliance officer or similar position
• Strong knowledge of industry processes and regulations, with fintech-related compliance experience preferred
• Outstanding communication and interpersonal abilities
• Analytical mindset with excellent organizational skills

Benefits

• Flexible paid vacation, observed public holidays, and special leave for birthdays/work anniversaries
• Flexible working arrangements to support work–life balance
• Health insurance coverage
• Mental health and wellness programs, including well-being coaching and group wellness activities
• Learning & development allowances for self-learning
• Company laptop and technology support