Compliance Analyst

About the Role

TG Thailand — Compliance Analyst responsible for researching and analyzing cross-border investment reporting regulations, with focus on substantial holding, short selling, and disclosure requirements for fund managers.

Responsibilities

• Researched and analyzed cross-border investment reporting regulations, with focus on substantial holding, short selling, and disclosure requirements for fund managers.
• Interpreted regulatory frameworks from multiple jurisdictions and translated them into actionable compliance guidelines.
• Integrated reporting rules into the firm's compliance platform to ensure accurate and timely submission of investment disclosures.
• Collaborated with internal teams to monitor regulatory changes and update compliance procedures accordingly.

Qualifications

• Thai nationality
• Bachelor Degree in Law or related fields.
• At least 2-3 years of related experiences
• Familiar with international Securities and Exchange Commission regulations
• Good skills in English