Compliance Specialist

Main Responsibilities

• Assist the Local Compliance Officer (LCO) on ensuring that all new staffs obtain the required training both online and other training in person, including follow up the staffs to complete the online training as stated in the laggard report.
• Research and monitoring any new regulations, provides guidance updates relates to insurance industry in Thailand such as Office of Insurance Commission (OIC), Anti-Money Laundering (AML).
• Assist in implementing and ensuring compliance with the AIG's compliance policies and procedures, including the regulatory compliance.
• Advise business on compliance-related matters in day-to-day operations.
• Support and co-ordinate in preparing compliance reports, and documentation for both internal and external audits, including filing the report to the regulators upon their request.
• Monitoring and follow up the stakeholders to complete the regulatory compliance.
• Clearing sanctions hits and advise on sanctions and anti-money laundering related matters, as requested by the regulators such as OIC, GIA, AMLO, NACC, and respond them accordingly, in consultation with AIG Financial Crimes Group (FCG)
• Monitoring and ensuring that all new staff obtain the required training both online and other training in person, including follow up the staff to complete the online training as stated in the laggard report.
• As necessary, assist Head of Local Compliance (LCO) assignments or initiatives either led by LCO and/ or Regional/Global Compliance teams.
• As requested, assist with any special investigations that may be required to be performed.
• Check the customer's name list, as requested by the regulators such as OIC, GIA, AMLO, NACC, other government organization, and respond them accordingly.
• Support by reviewing the English translation and/ or doing the English translation on various documents.
• Maintain accurate compliance records and corrective action logs in tracking systems
• Handling the Administrative works to Compliance Department.
• Support Compliance task on any ad hoc operations as assigned by Regional and/ or Local Compliance Department.

Qualification and Experience

• Working in an insurance industry is preferable.
• Experience in Legal or Compliance and/or audit field.
• Bachelor or Master Degree in Law
• Skill in computer program – Excel, Word, Power Points, Outlook, etc.
• Good command of English (Writing, Speaking, Writing and Listening).
• Good interpersonal skills, team player, positive attitude, self-learning, enthusiastic to work.

Benefits

At AIG, our people are our greatest asset. We know how important it is to protect and invest in what’s most important to you. That is why we created our Total Rewards Program, a comprehensive benefits package that extends beyond time spent at work to offer benefits focused on your health, wellbeing and financial security—as well as your professional development—to bring peace of mind to you and your family.